L Lumina Risk Advisory

IT Controls · Compliance · Audit Readiness

Illuminating your path to audit readiness.

Build. Strengthen.
Validate.

We help organizations design and strengthen IT controls across ITGC, SOX, SOC 1/SOC 2, and ISO 27001 — delivering practical, audit-ready outcomes.

Services

What we do.

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01 4–6 weeks

IT Risk Assessment

Identify, rate & prioritise

Not sure where to start? A structured assessment of your IT risk landscape before you commit to a framework. We identify gaps, rate risks, and give you a clear roadmap.

  • IT risk register & heat map
  • Gap analysis across key control domains
  • Prioritised framework & remediation roadmap
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02 10–12 weeks

SOC 2 Readiness

Type I & Type II

Achieve SOC 2 certification in 10–12 weeks. We design controls, build your evidence library, and liaise directly with the auditor.

  • Gap assessment & control design
  • Evidence library & policy writing
  • Auditor liaison & walkthrough prep
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03 6–10 weeks

SOC 1 Readiness

For service organizations

For payroll, financial SaaS, and transfer agents whose clients require a SOC 1 report. Type I or Type II — we prep you and coordinate with the CPA.

  • Scope & control environment design
  • CUECs documentation
  • CPA firm coordination
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04 4–6 months

ISO 27001 Implementation

Stage 1 + Stage 2 support

Full ISMS build from gap assessment through certification audit. Every Annex A control, the SoA, and certification audit support.

  • Gap assessment & ISMS design
  • Annex A controls & SoA
  • Stage 1 / Stage 2 readiness
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05 8–16 weeks

SOX IT Controls

ITGC scoping & remediation

Scope, design, and test your IT general controls before external auditors arrive. Year 1 readiness or steady-state support.

  • ITGC scoping across 4 domains
  • Control design & walkthrough prep
  • Deficiency remediation roadmap
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06 Project or retainer

ITGC Advisory

Audit support & co-source

IT general controls advisory for internal audit co-source, standalone program builds, or targeted remediation work. Risk-based, framework-agnostic.

  • ITGC program assessment
  • Internal audit co-source support
  • Remediation roadmap
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Why us

Built to pass —
not just look good.

Most compliance advisory firms hand you a template and a junior associate. We do the opposite.

01

Audit-grade by default

Compliance built purely to pass an audit falls apart between cycles. We design controls that genuinely reduce exposure and fit your actual workflows — audit readiness is the natural outcome, not the starting objective.

02

Fixed fees. No surprises.

You know the full price before we start. No hourly meters, no scope creep. If we miss a milestone, that is our problem — not your invoice.

03

Senior people throughout.

Our principals are Big 4 trained IT auditors with 8+ years on these exact engagements. The person who scopes your work is the person who delivers it — no handoffs to a junior associate three weeks in.

04

Certified to deliver.

Our team holds the same credentials your auditors and their firms require. Not decorative — operationally relevant.

  • CISA
  • ISO 27001 LA
  • CISSP

Get in touch

Let's find out
where you stand.

Tell us what you're working towards. We'll reply with an honest assessment, a realistic timeline, and a fixed-fee proposal within 48 hours.